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FSA regulated entities

  • We have a large team, a high proportion of whom are professionally qualified staff, providing continuity of client service wherever possible
  • We can respond to and meet your timescales
  • Each member of our team undertakes continuous training to keep abreast of the very latest Financial Services Authority (FSA) issues which could affect your business
  • Practical and proactive advice is available to you at all times
  • Let us make the task of processing your year end accounts and FSA client money audit a straightforward one

A Typical Overview of Your Year-end Accounts and FSA Money Audit Process

 

FSA Planning
  • Discuss areas of risk or concern with  the management.
  • Consider impact of new FSA rules.
  • Agree timetable of each of our mutual responsibilities

Audit/Examination
  • Undertake detailed FSA money audit work.
  • Assist with the year end return (Gabriel)
  • Prepare draft accounts.
  • Best practice guidance given on site and feedback to management key issues on a timely basis.

Post Audit
  • Draft accounts and FSA money audit passed to management for review.
  • Discuss and agree any proposed accounts adjustments.
  • Finalise the accounts and FSA returns.
  • File the accounts at Companies House (where applicable)
  • Interim visit to assist. with the interim Gabriel.
  • We offer fixed price quotes for all our work

For more information on how our specialist team could be helping you, please contact your nearest office  - Our office locations